Regulation

Four Major Trends For Compliance Professionals In 2019
Compliance data strategy digital approach finance Regulation

Four Major Trends For Compliance Professionals In 2019

Accenture recently issued its annual Compliance Risk Study to gain insight into the different strategies that firms are pursuing to create compliance functions that meet the demands of a rapidly changing financial services industry. Facing regulatory pressure and seeking to regain customers’ trust, financial institutions have spent heavily on compliance […]

European Supervisory Authorities gives advice on risk management and cybersecurity
cyber security cybersecurity data protection data strategy digital approach digital currency Emerging Technology finance Fintech Regulation Risk Managament Risk Management

European Supervisory Authorities gives advice on risk management and cybersecurity

The European Supervisory Authorities (ESAs) has published its joint advice in relation to improving communication risk management and cybersecurity. Last year, the European Commission requested the ESA to map the existing supervisory practices across financial sectors around IT security and governance requirements. Its aim was for the ESA to issue […]

Cappitech launches new tool to support MiFID II compliance
business development data protection data strategy finance Innovation Regulation

Cappitech launches new tool to support MiFID II compliance

Regulatory reporting and intelligence solution developer Cappitech has released its new RTS 28 Market Intelligence solution. The new service gives financial institutions the power to leverage compliance data with electronic surveillance and analytics tools to assess its best execution capabilities in all asset classes and benchmarks performance to the industry […]

Regtech firms look to help shoulder compliance demands
business business development data strategy digital approach financial services industry Regulation

Regtech firms look to help shoulder compliance demands

As regulators globally continue to demand that firms strengthen their risk management systems, regtech entrepreneurs see technology as the answer to rising compliance costs and an opportunity to boost trust with clients. Regulated entities support their ambitions, but the slow pace of adoption is a concern. The global wave of […]

What Can Your Company Do To Attract Top Cybersecurity Talent?
cyber security digital approach Emerging Technology finance innovative solutions Regulation

What Can Your Company Do To Attract Top Cybersecurity Talent?

Last year’s cybersecurity scorecard did little to reassure consumers that large companies are serious about security and privacy Massive data leaks hit the news every month against the background buzz of hundreds of smaller breaches that didn’t make the front page. As the first quarter of 2019 comes to a […]

Japan Approves 2 New Crypto Exchanges – 140 More Interested
banking platform business development Cryptocurrency digital currency Fintech Innovation innovative solutions Regulation

Japan Approves 2 New Crypto Exchanges – 140 More Interested

Japan’s top financial regulator has shared with news.Bitcoin.com some stats pertaining to cryptocurrency exchange registrations. Out of 23 new applications the regulator has received, two have been approved so far. In addition, there are over 140 more companies interested in entering the market. Over 140 Companies Interested, 2 Approved so […]

Wiring financial organisations for regulatory success
Compliance data strategy digital approach finance financial crime financial research Fintech Regulation

Wiring financial organisations for regulatory success

Regulatory compliance is a time and resource-consuming burden for every financial institution – since the global financial crisis, regulatory requirements have increased exponentially. Regulators are increasingly demanding more detailed information, and firms now have to demonstrate greater levels of responsiveness, accuracy and monitoring of their data, transactions, governance and policies. […]

Regulatory change products – Our market assessment
banking platform Compliance data protection Regulation Risk Managament

Regulatory change products – Our market assessment

RegTech Associates newly launched RegTech product directory covers nearly 500 different RegTech products, categorised according to the type of regulatory problem they address. This year, we are extending our research to further understand the market.  We will create market maps of each category and provide insights on the current state of each market […]

Swiss Federal Council Votes to Adapt Current Financial Regulations to Include Cryptocurrencies
business development Compliance Cryptocurrency data protection financial research Regulation Risk Managament

Swiss Federal Council Votes to Adapt Current Financial Regulations to Include Cryptocurrencies

Swiss lawmakers have recently voted to include cryptocurrencies in an adapted form of the country’s existing financial regulations. The vote was introduced by lawmakers who are concerned about the illicit use of anonymous cryptocurrencies, which could change the regulatory landscape for digital assets in Switzerland’s ‘crypto valley’. Switzerland’s Recent Vote […]

Regulatory compliance – The new business enabler
data protection data strategy digital approach Regulation Risk Managament

Regulatory compliance – The new business enabler

Leila Szwarc, global head of compliance and strategic regulatory services at TMF Group, explains how Asia-Pacific organisations can cultivate a more robust approach to compliance amid data privacy concerns and the changing local and international regulatory landscape Leila Szwarc, TMF Group According to a recent Risk.net/TMF Group survey, 56% of […]