Regulatory System

Red Deer and Cappitech combine MiFID II and MAR services for the buy-side
announcement business development Capital market Compliance compliance training data analytics data strategy digital approach global markets regulated investment Regulation Regulatory System

Red Deer and Cappitech combine MiFID II and MAR services for the buy-side

Compliance technology providers Red Deer and Cappitech will offer each other’s services to their respective clients for a more integrated solution. Technology providers Red Deer and Cappitech have teamed up to combine their services to provide investment firms with a holistic regulatory compliance solution. The partnership will see Red Deer […]

FCA takes control over AML and CTF supervision of UK cryptoasset activities
announcement data analytics Digital transformation finance financial crime new applications Regulation Regulatory System

FCA takes control over AML and CTF supervision of UK cryptoasset activities

UK businesses conducting cryptoasset activities must register with the FCA. The UK Financial Conduct Authority (FCA) has become the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor for businesses engaging in certain cryptoasset activities under the amended Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 (MLRs). Any UK business […]

Give regulators new powers or risk missing net zero, NIC warns
regulated investment Regulation Regulatory System Risk Management risk tolerance Security strategy

Give regulators new powers or risk missing net zero, NIC warns

Regulators must be given new powers to ensure utility firms invest in sustainable infrastructure or the UK’s net-zero emissions target is at risk. In a new report, published today (11 October 2020), the National Infrastructure Commission has warned that ministers must move to strengthen power the country’s utility regulators – […]