regulated investment

Red Deer and Cappitech combine MiFID II and MAR services for the buy-side
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Red Deer and Cappitech combine MiFID II and MAR services for the buy-side

Compliance technology providers Red Deer and Cappitech will offer each other’s services to their respective clients for a more integrated solution. Technology providers Red Deer and Cappitech have teamed up to combine their services to provide investment firms with a holistic regulatory compliance solution. The partnership will see Red Deer […]

Tech Entrepreneurs to Face More Regulatory Scrutiny in 2020
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Tech Entrepreneurs to Face More Regulatory Scrutiny in 2020

When Facebook CEO Mark Zuckerberg testified before Congress last month, he claimed that Libra as a global currency would solve major problems including banking the unbanked, lowering the costs of international payments and speeding up transactions. However, most politicians in the U.S. and abroad are resisting Facebook’s proposed payment system, calling it […]

The 7 Biggest Technology Trends To Disrupt Banking & Financial Services In 2020
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The 7 Biggest Technology Trends To Disrupt Banking & Financial Services In 2020

Even though banking and financial services have been slower than other industries to adopt the latest technology into their operations, financial organizations are trying to catch up by incorporating artificial intelligence, blockchain, and other technology to benefit their customers, remain competitive and improve business results. Here are the 7 biggest […]

Give regulators new powers or risk missing net zero, NIC warns
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Give regulators new powers or risk missing net zero, NIC warns

Regulators must be given new powers to ensure utility firms invest in sustainable infrastructure or the UK’s net-zero emissions target is at risk. In a new report, published today (11 October 2020), the National Infrastructure Commission has warned that ministers must move to strengthen power the country’s utility regulators – […]

CFTC Says Enforcing Risk-Management Rules Is a Priority
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CFTC Says Enforcing Risk-Management Rules Is a Priority

In a first, swaps regulator charges the bank with violating risk-management regulations put in place after the financial crisis The Commodity Futures Trading Commission for the first time charged a bank with violating risk-management rules adopted after the financial crisis, a signal to the industry to bolster internal controls in […]

Hong Kong, Singapore and Japan have jointly launched the ‘APAC RegTech Network
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Hong Kong, Singapore and Japan have jointly launched the ‘APAC RegTech Network

The regtech committees of the fintech associations of Hong Kong, Singapore and Japan have jointly launched the ‘APAC RegTech Network’, an initiative to enhance cross-border collaboration on regtech education and implementation across the Asia Pacific region. Under the initiative, the regtech committees of the FTAHK (Fintech Association of Hong Kong), […]

Luxembourg regulator highlights hard Brexit implications for UK firms
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Luxembourg regulator highlights hard Brexit implications for UK firms

Luxembourg’s financial regulator has called for UK asset managers to notify it as soon as possible if they want to be able to conclude new contracts in the country following a potential “hard Brexit”. In a press release, CSSF reiterated that, if the UK exits the EU without ratifying a withdrawal […]

London unshakable as top financial destination, even New York trails behind
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London unshakable as top financial destination, even New York trails behind

Britain is now the world’s number 1 destination for all types of the financial market investment. Here is our detailed report There have over the years been many a dubious speculation relating to where the majority of the world’s financial investment transactions take place, however, when a genuine report is […]

FCA, SEC sign MoUs to reaffirm cooperation after Brexit
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FCA, SEC sign MoUs to reaffirm cooperation after Brexit

The UK’s Financial Conduct Authority (FCA) and US Securities and Exchange Commission (SEC) have signed two memoranda of understandings (MoU) to reaffirm cooperation following Brexit. These agreements will cement the two countries cooperation, consultation and information sharing following the UK’s withdrawal from the EU, to ensure efficient oversight of regulated […]