MIFID II

Cappitech MiFID II industry survey finds high percentage of non-compliance in best execution
MIFID II News

Cappitech MiFID II industry survey finds high percentage of non-compliance in best execution

65% of respondents do not monitor trades systematically according to best execution criteria Herzliya, November 13th 2018 – Cappitech, a leading provider of regulatory reporting and intelligence technology for the financial services industry, today announced the results of a survey of over 100 European buy- and sell-side compliance decision-makers.  The […]

Hermes Selects Red Deer’s MiFID II Solution to Prevent Inducement and Streamline Research Compliance
MIFID II

Hermes Selects Red Deer’s MiFID II Solution to Prevent Inducement and Streamline Research Compliance

London – Red Deer, a next-generation financial technology company dedicated to enhancing the performance of active investment managers, is pleased to announce that its MiFID II research valuation management solution has been selected by Hermes Investment Management (Hermes), the £30.1 billion manager. Hermes will use the solution to manage its […]

NEX Launches Reporting Platform for Revised Emir Requirements
MIFID II

NEX Launches Reporting Platform for Revised Emir Requirements

Nex Regulatory Reporting has introduced its new reporting solution, based on updated European derivatives rules Nex has unveiled its new regulatory solution, aimed at covering the amended requirements of the European Market Infrastructure Regulation (Emir), specifically in terms of over-the-counter (OTC) derivatives reporting fields. The updates to Emir will take […]